RIA in a Box announces new automated RIA communications archiving and review solution

RIA in a Box LLC, a specialist Software-as-a-Service (SaaS) provider of compliance, cybersecurity, and operational software to the wealth management industry, announced its new Communications Archiving and Review solution.  

The new product provides RIA firms with the capability to efficiently execute firm archiving duties all within the MyRIACompliance platform. The Communications Archiving and Review solution includes features that will simplify the necessary tasks to collect, organise, retrieve, and review communications data.  

RIA in a Box’s new solution helps to automate the archiving process for website content, social media, and email communication. Rather than another point solution, RIA firms using the MyRIACompliance platform will benefit from the Communications Archiving and Review solution being built within the platform to ensure connectivity with firms’ existing compliance calendars and logs.  

With this new software, the Chief Compliance Officer (CCO) or other designated supervisor is empowered with timesaving features such as customisable keyword flagging for emails and user-friendly filter capabilities to efficiently complete content review activities. By simplifying all functions of the communications archiving and review process within a single platform, RIA firms can more confidently prepare for regulatory examinations with organized and easily retrievable data.   

“We have been listening carefully to our clients’ needs and we understand archiving and review activities are a major source of time and anxiety. With our new archiving product, an RIA firm can look to a single vendor to meet its full array of compliance obligations from employee supervision to cybersecurity to now archiving. This allows RIA in a Box to continue our mission to deliver the best-in-class and most comprehensive all-in-one RIA compliance platform,” says Will Bressman, CEO of RIA in a Box. 

The Communications Archiving and Review solution is now available for SEC and state-registered RIA firms of all sizes to enhance their compliance programs. MyRIACompliance users can add this new solution to their existing subscription or it can be purchased as a standalone product.