Compliance

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RiskMutation: How ACA Compliance Group is spearheading the operational response to evolving business risks following Covid-19

RiskMutation: How ACA Compliance Group is spearheading the operational response to evolving business risks following Covid-19

Business disruption, cybersecurity challenges and greater compliance burdens have long been acknowledged as being among the foremost operational challenges facing the hedge fund, private equity and investment management industries.

Story

Investors’ growing appetite for private markets means firms must improve their regulatory governance

Investors’ growing appetite for private markets means firms must improve their regulatory governance

Firms that operate in private markets without effectively using technology risk causing ‘investor harm’ and significant reputational damage to their own company by struggling to comply with Financial Conduct Authority’s (FCA) regulations, according to research by Delio.

Brexit compliance

CSSF ‘Brexit licence’ deadline looms

CSSF ‘Brexit licence’ deadline looms

UK fund providers have until 15 September 2019 to submit a ‘Brexit licence’ to the Luxembourg regulator to continue trading in the jurisdiction. But as Luxembourg is the one of the primary markets for UK UCITS funds, there are potentially hundreds if not thousands of funds and managers affected, says Martin Neason (pictured), Director at FE Global Funds Registration.