Compliance

Brexit compliance

CSSF ‘Brexit licence’ deadline looms

CSSF ‘Brexit licence’ deadline looms

UK fund providers have until 15 September 2019 to submit a ‘Brexit licence’ to the Luxembourg regulator to continue trading in the jurisdiction. But as Luxembourg is the one of the primary markets for UK UCITS funds, there are potentially hundreds if not thousands of funds and managers affected, says Martin Neason (pictured), Director at FE Global Funds Registration.

Interviews

FCA business plan raises the bar for operational oversight

FCA business plan raises the bar for operational oversight

With operational resilience a key area of focus of the UK’s Financial Conduct Authority (FCA) business plan for 2019/2020, Paul Roberts, CEO, Milestone Group, explains that there will be a significant impact on compliance teams at investment trusts, OEICs, specialist funds and ETF funds, and particularly for those individuals responsible for the NAV process.