Legal & Regulation | Wealth Adviser

Offshore fund investors to check tax reporting, before HMRC does

Mon, 02/12/2019 - 10:20

Just under two months out from the 2018/19 tax return submission deadline, KPMG is warning offshore fund investors to check their tax reporting, before HMRC does. »

UK regulatory framework will remain strong even after Brexit, says Rosling King

Wed, 27/11/2019 - 16:08

Brexit need not detrimentally affect the tax, legal and regulatory regimes in the UK, according to law firm Rosling King (RK). »

Fund prospectus study reveals wide range in quality

Mon, 18/11/2019 - 16:43

Most UCITS fund prospectuses remain sub-optimal as tools, with even seasoned professionals often finding them difficult to understand, says a recent report by More Carrot, a company specialising in document optimisation and outsourcing for asset managers. »

FCA issues ISA and CTF ‘no deal’ Brexit warning to European funds

Fri, 11/10/2019 - 14:14

EU-registered funds held in Individual Savings Accounts (ISAs) and Child Trust Funds (CTFs) face the prospect of disqualification from these vehicles, unless they sign-up to the FCA’s Temporary Permissions Regime (TPR) by 30 October 2019. »

Druces expands international client offering

Wed, 02/10/2019 - 13:57

Druces has merged with London-based law firm Sykes Anderson Perry (SAP), as part of its continued strategic growth and development. »

ACA Compliance Group launches ‘next-gen’ regtech platform

Tue, 01/10/2019 - 10:22

ACA Compliance Group (ACA), a provider of governance, risk, and compliance advisory services and technology solutions, has launched ComplianceAlpha 2.0. »

Broadridge and FundsLibrary to provide regtech solutions for European wealth and asset managers

Wed, 25/09/2019 - 10:06

Broadridge Financial Solutions, is working with FundsLibrary, a provider of digital fund data and regulatory solutions, to develop a new offering for European wealth and asset managers to address the challenges posed by MiFID II Ex-Post Costs and Charges and Solvency II. »

PIMFA calls for clarification over ‘confusing’ FCA consultation paper

Tue, 24/09/2019 - 09:59

PIMFA, the trade association for investment managers and financial advisers, has described the recent FCA consultation paper (CP) ‘Our Framework: Assessing Adequate Financial Resources’ as ‘confusing’. »