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New FCA regime’s failure to include appointed representatives is an oversight, saysSturgeon Ventures

New FCA regime’s failure to include appointed representatives is an oversight, saysSturgeon Ventures

The Senior Managers & Certification Regime that comes into effect today (9 December) is a positive step for the financial services industry – but its failure to include Appointed Representative Firms (ARFs) and their individuals is an oversight, according to Sturgeon Ventures, a regulatory incubator.